Friday, September 26, 2014

Diffusion of Innovations, by Everett Rogers


BACKGROUND 



The word “Diffusion” simply means “spreading”, or a process where there is movement of a substance from one area to another. 

Diffusion of Innovation Theory, which explains how a [new] product gets to spread or reach a group of people, was propounded by Everett Rogers in 1962, in his book, “Diffusion of Innovations”. The theory which among one of the oldest, is not only useful to communication but other disciplines like political science, history, technology and education.

According to Rogers, Diffusion is the “process by which an innovation is communicated through certain channels over a period of time among the members of a social system”. An innovation is “an idea, practice, or object that is perceived to be new by an individual or other unit of adoption”(Rogers, 1995).

Personal simplifies the definition by saying that:

Ø  The adopters can be an individual, groups, or organization at different levels of social system.
Ø  The target is innovation
Ø  The process is communication
Ø  The means is communication channels
Ø  The context of innovation is a social system
Ø  It is a change over time.


·         The Innovation-Decision Process 

Diffusion is the process by which an innovation is communicated through certain channels over time among the members of a social system (5).  Given that decisions are not authoritative or collective, each member of the social system faces his/her own innovation-decision that follows a 5-step process (162):

A person must first become aware of an innovation and how it works (Knowledge), second he forms an attitude towards the innovation and that could be a favorable or unfavorable one. (Persuasion). Third, the person deliberates (Decides) as to whether it should be accepted or rejected. He puts it into use (Implementation), finally, after assessment is done, the person confirms the innovation in question.

Rogers (2003) put adopters into categories and defined the adopter categories as “the classifications of members of a social system on the basis of innovativeness” (p. 22). This classification includes innovators, early adopters, early majority, late majority, and laggards. In each adopter category, individuals are similar in terms of their innovativeness: “Innovativeness is the degree to which an individual or other unit of adoption is relatively earlier in adopting new ideas than other members of a system” (Rogers, 2003, p. 22).

Braak (2001) described innovativeness as “a relatively-stable, socially-constructed, innovation-dependent characteristic that indicates an individual’s willingness to change his or her familiar practices” (p. 144). For Rogers, innovativeness helped in understanding the desired and main behavior in the innovation-decision process. Thus, he categorizes the adopters based on innovativeness.

Here, personal, makes it short by giving other names that best describe people who fall within the various categories:


Ø  Innovators (risk takers)
Ø  Early adopters (hedgers)
Ø  Early majority (waiters)
Ø  Late majority (skeptics)
Ø  Late adopters (slowpokes)

Innovators
For Rogers (2003), innovators were willing to experience new ideas. Thus, they should be prepared to cope with unprofitable and unsuccessful innovations, and a certain level of uncertainty about the innovation. Also, Rogers added that innovators are the gatekeepers bringing the innovation in from outside of the system. They have complex technical knowledge.

Early Adopters
Compared to innovators, early adopters are more limited with the boundaries of the social system. Rogers (2003) argued that since early adopters are more likely to hold leadership roles in the social system, other members come to them to get advice or information about the innovation. Early adopters’ leadership in adopting the innovation decreases uncertainty about the innovation in the diffusion process. Finally, “early adopters put their stamp of approval on a new idea by adopting it” (Rogers, 2003, p. 283).

Early Majority
Rogers (2003) claimed that although the early majority have a good interaction with other members of the social system, they do not have the leadership role that early adopters have. However, their interpersonal networks are still important in the innovation-diffusion process. As Figure 2.2 shows, the early majority adopts the innovation just before the other half of their peers adopts it. As Rogers stated, they are deliberate in adopting an innovation and they are neither the first nor the last to adopt it. Thus, their innovation decision usually takes more time than it takes innovators and early adopters.

Late Majority
Similar to the early majority, the late majority includes one-third of all members of the social system who wait until most of their peers adopt the innovation. Although they are skeptical about the innovation and its outcomes, economic necessity and peer pressure may lead them to the adoption of the innovation. To reduce the uncertainty of the innovation, interpersonal networks of close peers should persuade the late majority to adopt it. Then, “the late majority feel that it is safe to adopt” (Rogers, 2003, p. 284).

Laggards
As Rogers (2003) stated, laggards have the traditional view and they are more skeptical about innovations and change agents than the late majority. As the most localized group of the social system, their interpersonal networks mainly consist of other members of the social system from the same category. Moreover, they do not have a leadership role. Because of the limited resources and the lack of awareness-knowledge of innovations, they first want to make sure that an innovation works before they adopt. Thus, laggards tend to decide after looking at whether the innovation is successfully adopted by other members of the social system in the past. Due to all these characteristics, laggards’ innovation-decision period is relatively long.

In addition to these five categories of adopters, Rogers (2003) further described his five categories of adopters in two main groups: earlier adopters and later adopters. Earlier adopters consist of innovators, early adopters, and early majority, while late majority and laggards comprise later adopters.

These categories follow a standard deviation-curve, very little innovators adopt the innovation in the beginning (2,5%), early adopters making up for 13,5% a short time later, the early majority 34%, the late majority 34% and after some time finally the laggards make up for 16%.


 It used to be assumed that the mass media had direct, immediate, and powerful effects on the mass audience (284).  But diffusion theory argues that, since opinion leaders directly affect the tipping of an innovation, a powerful way for change agents to affect the diffusion of an innovation is to affect opinion leader attitudes.

Diffusion research centers on the conditions which increase or decrease the likelihood that a new idea, product, or practice will be adopted by members of a given culture. Diffusion of innovation theory predicts that media as well as interpersonal contacts provide information and influence opinion and judgment. Studying how innovation occurs, E.M. Rogers (1995) argued that it consists of four stages: invention, diffusion (or communication) through the social system, time and consequences. The information flows through networks. The nature of networks and the roles opinion leaders play in them determine the likelihood that the innovation will be adopted.

Limitations of Diffusion of Innovation Theory
There are several limitations of Diffusion of Innovation Theory, which include the following:
  • Much of the evidence for this theory, including the adopter categories, did not originate in public health and it was not developed to explicitly apply to adoption of new behaviors or health innovations.
  • It does not foster a participatory approach to adoption of a public health program.
  • It works better with adoption of behaviors rather than cessation or prevention of behaviors.
  • It doesn't take into account an individual's resources or social support to adopt the new behavior (or innovation)

SOURCES:
  • Braak, J.V. (2001). Individual characteristics influencing teachers’ class use of computers. Journal of Educational Computing Research, 25(2), 141-157.
  • Rogers, E.M. (1976). New Product Adoption and Diffusion. Journal of Consumer Research, 2 (March), 290 -301.
  • Rogers, E.M. (1995). Diffusion of innovations (4th edition). The Free Press. New York.

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